Peter G. Pecci
Professional summary
Peter George Pecci is a registered financial advisor currently at INTEGRITY ALLIANCE, LLC. located in Weston, Florida.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter George Pecci's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter George Pecci's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2018 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 1398 Sw 160th Av Ste 503, Weston, FL 33326December 12, 2017 - Present
INTEGRITY ALLIANCE, LLC.
Office #1: 1398 Sw 160th Av Ste 503, Weston, FL 33326June 30, 2016 - October 19, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
May 13, 2016 - October 17, 2017
ALLSTATE FINANCIAL SERVICES, LLC
June 2, 2015 - May 6, 2016
FINANCIAL WEST GROUP
May 19, 2015 - May 6, 2016
FINANCIAL WEST GROUP
January 26, 2015 - May 19, 2015
VERTICAL CAPITAL ASSET MANAGEMENT, LLC
January 22, 2015 - May 19, 2015
VERTICAL CAPITAL SECURITIES, LLC
October 22, 2010 - December 5, 2014
KOVACK ADVISORS, INC.
October 6, 2010 - December 5, 2014
KOVACK SECURITIES INC.
May 20, 2008 - July 30, 2010
INVESTACORP ADVISORY SERVICES INC
February 12, 2007 - July 29, 2010
INVESTACORP, INC.
June 11, 2003 - January 24, 2007
TRUIST INVESTMENT SERVICES, INC.
June 6, 2003 - January 24, 2007
TRUIST INVESTMENT SERVICES, INC.
March 6, 2002 - June 19, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 6, 2002 - June 19, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 16, 1999 - February 1, 2002
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
March 2, 1994 - March 17, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
Primary Firm SEC Registration
INTEGRITY ALLIANCE, LLC.
CRD#: 139627 / SEC#: 801-69742, 8-67239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2020)
(8/5/2020)
(4/1/2019)
(4/1/2025)
(10/10/2023)
(1/31/2018)
(1/31/2018)
(11/12/2020)
(9/14/2022)
(6/3/2020)
(7/21/2020)
(7/17/2020)
(8/20/2020)
(7/17/2020)
(7/17/2020)
(7/22/2020)
(9/22/2020)
(7/27/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
INTEGRITY ALLIANCE, LLC.
CRD#: 139627 / SEC#: 801-69742, 8-67239
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 14,148 |
| AUM (Assets Under Management) | $ 2,409,759,253 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTEGRITY ALLIANCE, LLC.
CRD#: 139627Weston, FL 33326TRUST BUT VERIFY
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