Meredith A. Webber

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CRD#: 2435263

Professional summary

Meredith Archer Webber was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Meredith is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Meredith had worked at 8 firms, which includes RAYMOND JAMES FINANCIAL SERVICES ADVISORS INC, RAYMOND JAMES FINANCIAL SERVICES INC., AMERIPRISE FINANCIAL SERVICES LLC, THRIVENT INVESTMENT MANAGEMENT INC., MORGAN STANLEY DW INC., UBS FINANCIAL SERVICES INC., FERRIS BAKER WATTS LLC, A. G. EDWARDS & SONS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Meredith Archer Luce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Address: 721 Chestnut Hill Road, Forest Hill , MD, 21050, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord for 3 properties

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 16, 2022 - July 17, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Cobleskill, NY

Past

September 16, 2022 - July 17, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Cobleskill, NY

Past

June 26, 2009 - September 26, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

JOHNSTOWN, NY

Past

December 5, 2006 - September 26, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

JOHNSTOWN, NY

Past

February 25, 2004 - November 7, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

FOREST HILL, MD

Past

January 27, 2003 - January 30, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LUTHERVILLE, MD

Past

January 27, 2003 - January 30, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 8, 2002 - February 19, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HUNT VALLEY, MD

Past

April 8, 2002 - February 19, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 13, 2001 - March 8, 2002

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

August 25, 1997 - June 19, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/10/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/27/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/31/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2006

General Securities Principal Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

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Contact information

Main Address

880 Carillon Parkway, Saint Petersburg, FL 33716

Mailing Address

Phone number

(727) 567-3020

Established

Firm type

Fiscal year end

# of Employees

6,727

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,030,208
AUM (Assets Under Management)	$ 344,868,106,925

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2025	Cover Page	Report
08/21/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Meredith A. Webber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FERRIS, BAKER WATTS, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2009

Series 65

Date: 3/10/1998

Series 63

Date: 9/9/1997

SIE

Date: 10/1/2018

Series 7

Date: 8/18/1997

Series 10

Date: 2/27/2007

Series 9

Date: 1/31/2007

Series 24

Date: 12/12/2006

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

TRUST BUT VERIFY

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