Ronald S. Krizek
Professional summary
Ronald Scott Krizek, CFP®, who also goes by R Scott Krizek, Ronald Scott Krizek, Scott Scott Krizek, Scott Krizek, is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in Portland, Oregon.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1994. Ronald has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Scott Krizek's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2023 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209October 14, 2011 - October 5, 2020
M HOLDINGS SECURITIES, INC.
October 14, 2011 - October 5, 2020
M HOLDINGS SECURITIES, INC.
June 1, 2005 - January 30, 2006
NETWORK PLANNING ADVISORS, L.L.C.
October 26, 2004 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
May 6, 2002 - October 17, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 21, 1997 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
March 9, 1995 - October 17, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 7, 1994 - December 23, 1994
M&I FINANCIAL ADVISORS, INC
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/28/2023
General Securities Representative ExaminationSeries 6TO
Date: 4/28/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
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