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Lawrin W. Vankeuren

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CRD#: 2435150
LV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrin Wood Vankeuren II, who also goes by Dj Vankeuren, Lawrin Wood Vankeuren, Lawrin Vankeuren, was a registered financial professional .

Lawrin is a previously registered financial professional and started their career in finance in 1994. Lawrin had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 62, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dj Vankeuren | Lawrin Wood Vankeuren | Lawrin Vankeuren

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 8, 2016 - May 1, 2017

SPEARHEAD CAPITAL, LLC

BD
CRD#: 145560
Louisville, CO
Past

November 24, 2014 - September 25, 2015

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

January 9, 2013 - May 30, 2014

OAK HILLS SECURITIES, INC.

BD
CRD#: 145579
OKLAHOMA CITY, OK
Past

February 3, 2011 - August 8, 2011

VENTURE PARTNERS CAPITAL, L.L.C.

BD
CRD#: 41463
EAST BERLIN, CT
Past

April 3, 2009 - August 3, 2010

FIRST UNION SECURITIES, INC.

BD
CRD#: 129502
SHELTON, CT
Past

January 13, 2009 - May 22, 2009

VIRTUS SECURITIES, LLC

BD
CRD#: 146016
AUSTIN, TX
Past

June 6, 2008 - January 21, 2009

VENTURE PARTNERS CAPITAL, L.L.C.

BD
CRD#: 41463
EAST BERLIN, CT
Past

October 26, 2007 - April 8, 2008

WALTON SECURITIES, INC.

BD
CRD#: 143763
SCOTTSDALE, AZ
Past

May 24, 1996 - June 15, 2000

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

January 24, 1994 - May 24, 1996

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/31/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/18/1998
Corporate Securities Limited Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SC
SPEARHEAD CAPITAL, LLC
SPEARHEAD CAPITAL, LLC | SPEARHEAD, LLC

CRD#: 145560 / SEC#: , 8-67736

BD
Terminated by SEC on 10/29/2022
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/17/2008
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SPEARHEAD STRATEGIC PARTNERS, LLCOWNER
COSTENBADER, WALTER RUSSELLFINOP1828345
KEST, ALYSON RENEECHIEF COMPLIANCE OFFICER3093693
WALTERS, TODD MATTHEWCEO4823763

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPEARHEAD CAPITAL, LLC

CRD#: 145560

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