Patrick J. Farley

MAIRS & POWER

St. Paul, MN 55101-4914

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CRD#: 2435068

Professional summary

Patrick John Farley, CFA, CFP®, who also goes by Patrick J Farley, is a registered financial advisor currently at MAIRS & POWER located in St. Paul, Minnesota.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Patrick has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick J Farley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Farley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Experience

Current

October 18, 2018 - Present

MAIRS & POWER

Office #1: 30 E 7th Street Suite 2500, St. Paul, MN 55101-4914

RIA

CRD#: 110351

St. Paul, MN

Past

October 12, 2017 - March 8, 2018

STEVENS FOSTER FINANCIAL ADVISORS

RIA

CRD#: 115752

BLOOMINGTON, MN

Past

March 14, 2016 - April 4, 2017

COLLIERS SECURITIES LLC

CRD#: 7477

MINNEAPOLIS, MN

Past

October 11, 2005 - February 23, 2016

CRAIG-HALLUM CAPITAL GROUP LLC

CRD#: 121395

MINNEAPOLIS, MN

Past

January 22, 1998 - September 1, 2005

CENTENNIAL LAKES CAPITAL, LLC

CRD#: 43253

EDINA, MN

Past

March 20, 1995 - December 3, 1996

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

October 3, 1994 - January 6, 1995

MILLER JOHNSON STEICHEN KINNARD, INC.

CRD#: 694

MINNEAPOLIS, MN

Past

January 18, 1994 - August 10, 1994

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIRS & POWER

MAIRS & POWER | MAIRS AND POWER INC | MAIRS & POWER VENTURE CAPITAL

CRD#: 110351 / SEC#: 801-2731

RIA

Registered Investment Advisory firm - (11/15/1961 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/1994

General Securities Representative Examination

Current Firm

MAIRS & POWER

MAIRS & POWER | MAIRS AND POWER INC | MAIRS & POWER VENTURE CAPITAL

CRD#: 110351 / SEC#: 801-2731

RIA

Registered Investment Advisory firm - (11/15/1961 Approved)

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Contact information

Main Address

30 E 7th Street Suite 2500, St. Paul, MN 55101-1363

Mailing Address

Phone number

(651) 222-8478

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIRS AND POWER FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,666
AUM (Assets Under Management)	$ 11,977,257,704

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick J. Farley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Farley's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEVENS FOSTER FINANCIAL ADVISORS

COLLIERS SECURITIES LLC

CRAIG-HALLUM CAPITAL GROUP LLC

CENTENNIAL LAKES CAPITAL, LLC

PIPER SANDLER & CO.

MILLER JOHNSON STEICHEN KINNARD, INC.

JOHN G. KINNARD AND COMPANY, INCORPORATED

Primary Firm SEC Registration

MAIRS & POWER

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/1994

SIE

Date: 4/4/2017

Series 7

Date: 1/17/1994

Current Firm

MAIRS & POWER

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIRS & POWER

TRUST BUT VERIFY

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