Maryjane Sherry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryjane Sherry was a registered financial professional .
Maryjane is a previously registered financial professional and started their career in finance in 1995. Maryjane had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - August 14, 2019
EDELMAN FINANCIAL ENGINES
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
June 28, 2013 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
June 21, 2006 - July 2, 2013
SANDERS MORRIS LLC
April 15, 2004 - July 1, 2013
INVESTOR FINANCIAL SOLUTIONS
March 11, 2004 - December 31, 2006
SMH CAPITAL ADVISORS LLC
March 14, 2002 - April 22, 2016
SANDERS MORRIS LLC
May 17, 1995 - April 9, 2001
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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