Daniel P. Hensley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Paul Hensley, who also goes by Dan Hensley, Danny Hensley, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1972. Daniel had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2002 - November 16, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 7, 2002 - November 16, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 7, 2000 - January 23, 2002
WALNUT STREET SECURITIES, INC.
November 29, 1999 - July 10, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 11, 1995 - June 4, 1999
BOK FINANCIAL SECURITIES, INC.
December 23, 1994 - May 11, 1995
LPL FINANCIAL LLC
March 4, 1994 - November 14, 1994
THE INVESTMENT CENTER, INC.
March 18, 1993 - February 23, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 7, 1989 - February 5, 1993
AMERICAN TRADING SECURITIES CORP.
August 22, 1989 - May 9, 1990
NEW SOUTH SECURITIES, INC.
March 1, 1989 - August 23, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 2, 1988 - March 14, 1989
SECURITIES MANAGEMENT & RESEARCH, INC.
April 29, 1988 - August 23, 1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 20, 1984 - May 10, 1988
FSC SECURITIES CORPORATION
March 14, 1983 - September 24, 1984
FIRST AFFILIATED SECURITIES, INC.
March 8, 1977 - September 27, 1977
OLD SLIP CAPITAL MANAGEMENT, INC.
November 17, 1975 - July 22, 1978
WASHINGTON NATIONAL EQUITY COMPANY
October 2, 1973 - March 8, 1977
CNA INVESTOR SERVICES, INC.
February 16, 1973 - July 13, 1975
AMERICAN PENSION INVESTMENT INC
October 24, 1972 - November 12, 1973
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/16/1972
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
