Frank C. Anastasi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Charles Anastasi was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1995. Frank had worked at 7 firms and has passed the Series 63, Series 25, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2010 - October 26, 2012
MND PARTNERS, INC.
October 22, 2007 - August 17, 2010
KCCI, LTD.
May 31, 2007 - October 31, 2007
MACK TRADING LLC
October 8, 2003 - June 8, 2007
PIPER SANDLER & CO.
January 21, 1998 - October 16, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
January 11, 1996 - January 6, 1998
J.P.R. CAPITAL CORP.
September 8, 1995 - January 15, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 12/3/2001
NYSE Trading Assistant ExaminationSeries 55
Date: 6/24/1998
Limited Representative-Equity Trader ExamCurrent Firm
MND PARTNERS, INC.
CRD#: 131833 / SEC#: , 8-66510
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
