Laura G. Kirkpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Grover Kirkpatrick, who also goes by Laura Eileen Grover, Laura G Kirkpatrick, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1994. Laura had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2022 - February 25, 2025
HAVERFORD TRUST SECURITIES, INC.
July 14, 2017 - July 27, 2022
FORESIDE FUND SERVICES, LLC
August 2, 2012 - May 31, 2017
ABERDEEN FUND DISTRIBUTORS, LLC
January 8, 2008 - December 3, 2008
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
January 17, 2002 - March 2, 2005
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
November 11, 1998 - April 5, 2002
LEGG MASON WOOD WALKER, INCORPORATED
November 20, 1995 - December 10, 1996
MORGAN STANLEY DISTRIBUTION, INC.
January 1, 1994 - September 22, 1994
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
HAVERFORD TRUST SECURITIES, INC.
CRD#: 13214 / SEC#: , 8-37730
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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