Jeffrey N. Williams

FAIRSCALE CAPITAL

NASHUA, NH 03063

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CRD#: 2434533

Professional summary

Jeffrey Norman Williams, CFP® is a registered financial advisor currently at FAIRSCALE CAPITAL, LLC located in Nashua, New Hampshire.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Life Transitions

Business Succession Planning

Budgeting

Estate Planning

Inheritance

Retirement Planning

Divorce Planning

Investment Planning

Retirement Income Management

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Norman Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

November 15, 2012 - Present

FAIRSCALE CAPITAL, LLC

Office #1: 20 Trafalgar Sq. Suite 304, Nashua, NH 03063

RIA

CRD#: 165535

NASHUA, NH

Past

July 30, 2009 - November 19, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

NASHUA, NH

Past

July 30, 2009 - November 19, 2013

LPL FINANCIAL LLC

CRD#: 6413

NASHUA, NH

Past

September 15, 2003 - July 31, 2009

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

LONDONDERRY, NH

Past

September 15, 2003 - July 31, 2009

CITIZENS SECURITIES, INC.

CRD#: 39550

LONDONDERRY, NH

Past

April 4, 2002 - August 22, 2003

CITISTREET FINANCIAL SERVICES LLC

RIA

CRD#: 107311

NEEDHAM, MA

Past

October 8, 1996 - August 22, 2003

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

September 8, 1994 - September 25, 1996

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 1, 1994 - August 26, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRSCALE CAPITAL, LLC

FAIRSCALE CAPITAL, LLC | WILLIAMS WEALTH MANAGEMENT, LLC

CRD#: 165535 / SEC#: 801-123056

RIA

Registered Investment Advisory firm - (1/14/2022 Approved)

Maine

Registered Investment Advisory firm - (2/2/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/1/2022 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(7/14/2020)

IAR

Massachusetts
(4/9/2013)

IAR

New Hampshire
(11/15/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/8/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/28/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/19/2005

General Securities Principal Examination

Current Firm

FAIRSCALE CAPITAL, LLC

FAIRSCALE CAPITAL, LLC | WILLIAMS WEALTH MANAGEMENT, LLC

CRD#: 165535 / SEC#: 801-123056

RIA

Registered Investment Advisory firm - (1/14/2022 Approved)

Maine

Registered Investment Advisory firm - (2/2/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/1/2022 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/3/2022 Terminated)

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Contact information

Main Address

402 Amherst Street Suite 203, Nashua, NH 03063

Mailing Address

Phone number

(603) 318-7337

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAIRSCALE CAPITAL, LLC_ FORM BROCHURE PART2A_MARCH2025 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	510
AUM (Assets Under Management)	$ 159,100,370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jeffrey N. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Norman Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CITISTREET FINANCIAL SERVICES LLC

CITISTREET EQUITIES LLC

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

FAIRSCALE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2002

Series 63

Date: 1/18/1994

Series 7

Date: 4/8/2005

Series 6

Date: 12/28/1993

Series 24

Date: 9/19/2005

Current Firm

FAIRSCALE CAPITAL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAIRSCALE CAPITAL, LLC

TRUST BUT VERIFY

Contact information

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