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CP

Charles A. Post

STERLING, GRACE MUNICIPAL SECURITIES
Spotswood, NJ 08884
Some features on this profile are disabled
CRD#: 2434477
CP

Professional summary

Charles Amodei Post, who also goes by Cap Post, is a registered financial professional currently at STERLING, GRACE MUNICIPAL SECURITIES CORPORATION located in Spotswood, New Jersey.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cap Post

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Amodei Post's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2011 - Present

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

Office #1: 100 Summerhill Road, Spotswood, NJ 08884
BD
CRD#: 7155
Spotswood, NJ
Past

November 22, 1994 - June 28, 2000

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SG
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

CRD#: 7155 / SEC#: , 8-20003

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Summerhill Road, Spotswood, NJ 08884-1278
Mailing Address
100 Summerhill Road, Spotswood, NJ 08884
Phone number
(732) 251-2460
Established
Delaware since 11/15/1961
Firm type
Corporation
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRACE, GWENDOLYNSTOCKHOLDER1502160
GRACE, LORI LSTOCKHOLDER1502158
JERVIS, RUTH GSTOCKHOLDER1502162
KELLY, RATUS LEESTOCKHOLDER1502164
COURTSTOWN PARTNERSLPSTOCKHOLDER
DEJOUX, MORGAN ANDRE GRACESTOCKHOLDER/TRUSTEE
GRACE, OLIVER RUSSELL JRSTOCKHOLDER1502156
GRO FAMILY TRUST AGREEMENT DTD 12/23/95STOCKHOLDER
GSJ FAMILYTRUST AGREEMENT DTD 12/24/92STOCKHOLDER
YOUMANS, EDWARD CHARLESSTOCKHOLDER/TRUSTEE
DOYLE, MARK ALBERTPRESIDENT/CEO/CCO841024
KELLY, ANNSTOCKHOLDER
MUNDY, THOMAS JAMESVICE PRESIDENT/CFO/FINOP2193202
SAKOL, DANIEL SCOTTSOLE DIRECTOR2813237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

CRD#: 7155Spotswood, NJ 08884

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