Charles A. Post
Professional summary
Charles Amodei Post, who also goes by Cap Post, is a registered financial professional currently at STERLING, GRACE MUNICIPAL SECURITIES CORPORATION located in Spotswood, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Amodei Post's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2011 - Present
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
Office #1: 100 Summerhill Road, Spotswood, NJ 08884November 22, 1994 - June 28, 2000
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
CRD#: 7155 / SEC#: , 8-20003
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRACE, GWENDOLYN | STOCKHOLDER | 1502160 |
| GRACE, LORI L | STOCKHOLDER | 1502158 |
| JERVIS, RUTH G | STOCKHOLDER | 1502162 |
| KELLY, RATUS LEE | STOCKHOLDER | 1502164 |
| COURTSTOWN PARTNERSLP | STOCKHOLDER | |
| DEJOUX, MORGAN ANDRE GRACE | STOCKHOLDER/TRUSTEE | |
| GRACE, OLIVER RUSSELL JR | STOCKHOLDER | 1502156 |
| GRO FAMILY TRUST AGREEMENT DTD 12/23/95 | STOCKHOLDER | |
| GSJ FAMILYTRUST AGREEMENT DTD 12/24/92 | STOCKHOLDER | |
| YOUMANS, EDWARD CHARLES | STOCKHOLDER/TRUSTEE | |
| DOYLE, MARK ALBERT | PRESIDENT/CEO/CCO | 841024 |
| KELLY, ANN | STOCKHOLDER | |
| MUNDY, THOMAS JAMES | VICE PRESIDENT/CFO/FINOP | 2193202 |
| SAKOL, DANIEL SCOTT | SOLE DIRECTOR | 2813237 |
Red Flags
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