Brett S. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Scott Murphy was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1994. Brett had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2015 - June 18, 2021
REVERE SECURITIES LLC
July 18, 2011 - March 4, 2015
OPPENHEIMER & CO. INC.
July 8, 2011 - March 4, 2015
OPPENHEIMER & CO. INC.
May 8, 2009 - June 9, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 15, 2000 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 15, 2000 - June 9, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 2, 1998 - November 15, 2000
EISNER SECURITIES, INC.
May 23, 1997 - October 6, 1998
JOSEPH CHARLES & ASSOC., INC.
October 30, 1995 - June 18, 1997
FAIRCHILD FINANCIAL GROUP, INC.
March 14, 1994 - November 1, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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