Patrick T. Ward
Professional summary
Patrick Thomas Ward, who also goes by Patrick T Ward, Patrick Thomas Ward, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and CF SECURED, LLC located in Summit, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1994. Patrick has worked at 10 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Thomas Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4 Floor Itd, New York, NY 10022Office #2: 47 Maple Street Atrium 2nd Floor, Summit, NJ 07901May 20, 2025 - Present
CF SECURED, LLC
Office #1: 47 Maple Street Atrium 2nd Floor, Summit, NJ 07901Office #2: 110 East 59th Street 4th Floor, New York, NY 10022May 7, 2020 - February 19, 2025
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 3, 2011 - May 13, 2020
RBC CAPITAL MARKETS, LLC
September 2, 2009 - February 23, 2011
DEUTSCHE BANK SECURITIES INC.
October 1, 2008 - August 24, 2009
J.P. MORGAN SECURITIES LLC
March 12, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 3, 2004 - March 19, 2008
GOLDMAN SACHS & CO. LLC
February 18, 2004 - March 1, 2004
SLK-HULL DERIVATIVES LLC
May 18, 1994 - February 6, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/29/2025)
(5/29/2025)
(7/23/2025)
(5/28/2025)
(5/28/2025)
(5/22/2025)
(5/29/2025)
(5/28/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/19/2004
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CF SECURED, LLC
CRD#: 285841 / SEC#: , 8-69863
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CF SECURED HOLDINGS, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFIER/GLOBAL HEAD OF EQUITIES | 4424051 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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