BB
Bowlman T. Bowles
RBC CAPITAL MARKETS
RICHMOND, VA
Some features on this profile are disabled
CRD#: 2434255
BB
Professional summary
Bowlman Tarleton Bowles III, who also goes by Tripp Bowles III, is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Richmond, Virginia.
Bowlman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Bowlman has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tripp Bowles Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) US GLOBAL LEADERSHIP COALITION POSITION: Board Member NATURE: Promotion of Smart Power within the country and around the world. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2014 ADDRESS: 1129 20TH ST NW SUITE 600, Washington DC 20036, United States DESCRIPTION: Provide assistance in education, congressional lobbying, and public speaking about soft dollars and the importance of US DOS/Etc in the advancement of US objectives, policies, and thinking. (2) BOY SCOUTS OF AMERICA POSITION: Assistant Scoutmaster NATURE: Helping Scoutmaster as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2016 ADDRESS: Reveille UMC, Richmond VA 23221, United States DESCRIPTION: Helping young men through advancement in the program, providing safety/leadership on camping trips, teaching scouting imperatives. (3) US GOVT-ARMY AND DOS POSITION: Commander-Advisor NATURE: Commander ofa 1200 person unit spread over several states in support of national defense objectives at home and abroad. Advisor to the Secretary of State on National Strategy Security matters. INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 8 START DATE: 02/23/1994 ADDRESS: 50 S. O Street, Ft McCoy WI 54656, United States DESCRIPTION: Provide leadeship and guidance for subordinate Commanders.....assign missions.....coordinate activities with higher HQs. Provide sensitive advice and assistance in National Security Issues. (4) RESERVE OFFICER ASSOC POSITION: Vice President NATURE: Support of national Defense. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2006 ADDRESS: 1 Constitution Ave, Washington DC 20002, United States DESCRIPTION: Help chapter members and advance agenda of large organization. (5) NAME OF ENTITY: Bluefield Associates LLC ADDRESS: 307 Roslyn Road, Richmond, VA 23226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 02.28.25 CAPACITY: Owner, Partner DUTIES: Member of an LLC with my brother. Cottage Rental HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (6) NAME OF ENTITY: Bluefield Associates LLC ADDRESS: 307 Roslyn Road Richmond Virginia 23226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 28/02/2025 CAPACITY: Owner, Partner DUTIES: Cottage Rental HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
CRS (Client Relationship Summary) - RIA
Click below to view Bowlman Tarleton Bowles III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bowlman Tarleton Bowles III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2022 - Present
RBC CAPITAL MARKETS, LLC
Office #2: 919 East Main Street Suite 2000, Richmond, VA 23219-4622RIA
BD
CRD#: 31194
RICHMOND, VA
Current
January 28, 2022 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 919 East Main Street Suite 2000, Richmond, VA 23219-4622RIA
BD
CRD#: 31194
Richmond, VA
Past
February 17, 2021 - January 31, 2022
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
RICHMOND, VA
Past
February 17, 2021 - January 31, 2022
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
May 5, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
June 8, 1994 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
RICHMOND, VA
Past
February 10, 1994 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
BD
CRD#: 3309
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/28/2022)
RR
Alaska(1/28/2022)
RR
Arizona(1/28/2022)
RR
Arkansas(10/19/2023)
RR
California(1/28/2022)
RR
Colorado(1/28/2022)
RR
Connecticut(1/28/2022)
RR
Delaware(1/28/2022)
RR
District of Columbia(1/28/2022)
RR
Florida(1/28/2022)
RR
Georgia(1/28/2022)
RR
Hawaii(1/28/2022)
RR
Idaho(3/28/2025)
RR
Illinois(1/28/2022)
RR
Indiana(1/28/2022)
RR
Kentucky(1/28/2022)
RR
Louisiana(1/28/2022)
RR
Maryland(1/28/2022)
RR
Massachusetts(1/5/2023)
RR
Michigan(1/28/2022)
RR
Minnesota(1/28/2022)
RR
Missouri(1/13/2023)
RR
Montana(8/22/2025)
RR
Nevada(1/28/2022)
RR
New Hampshire(7/1/2024)
RR
New Jersey(1/28/2022)
RR
New Mexico(1/28/2022)
RR
New York(1/28/2022)
RR
North Carolina(1/28/2022)
RR
Ohio(1/28/2022)
RR
Oklahoma(1/28/2022)
RR
Oregon(1/28/2022)
RR
Pennsylvania(1/28/2022)
RR
South Carolina(1/28/2022)
RR
Tennessee(1/28/2022)
RR
Texas(1/28/2022)
IAR
Texas(1/28/2022)
RR
Utah(1/28/2022)
RR
Virginia(1/28/2022)
IAR
Virginia(1/28/2022)
RR
Washington(9/7/2023)
RR
Wyoming(1/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,476
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GIEGERICH, ROBERT ARTHUR | PRINCIPAL FINANCIAL OFFICER | 5736294 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| LISCHIN, MATTHEW CODY | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 4974723 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| SAGISSOR, THOMAS STEVEN | PRESIDENT OF RBC WEALTH MANAGEMENT | 2429425 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
| THURLOW, JOHN J | CHIEF OPERATING OFFICER | 5726613 |
Regulatory assets under management
| Total Number of Accounts | 477,674 |
| AUM (Assets Under Management) | $ 259,962,335,074 |
Disclosures
| Regulatory Event | 364 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 | ||
| 09/14/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
