Robert J. Quinn
Professional summary
Robert James Quinn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Robert had worked at 8 firms, which includes E1 ASSET MANAGEMENT INC., SOLID ISG CAPITAL MARKETS LLC, LCP CAPITAL CORP., BELL INVESTMENT GROUP INC., INVESTORS ASSOCIATES INC., PARAGON CAPITAL MARKETS INC., BILTMORE SECURITIES INC., STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2001 - September 28, 2001
E1 ASSET MANAGEMENT, INC.
October 20, 1999 - April 5, 2001
SOLID ISG CAPITAL MARKETS, LLC
February 22, 1999 - August 30, 1999
LCP CAPITAL CORP.
December 16, 1998 - January 14, 1999
BELL INVESTMENT GROUP, INC.
February 25, 1997 - July 17, 1997
INVESTORS ASSOCIATES, INC.
September 24, 1996 - December 4, 1996
PARAGON CAPITAL MARKETS, INC.
February 12, 1996 - August 1, 1996
BILTMORE SECURITIES, INC.
June 7, 1994 - October 20, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E1 ASSET MANAGEMENT, INC.
CRD#: 46872 / SEC#: , 8-51573
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITIN, RON YEHUDA | PRESIDENT/DIRECTOR/CCO/FINOP | 2344151 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
