Steven A. Chananya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Aaron Chananya, who also goes by Steven Aron Chananya, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 9 firms and has passed the Series 63, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2011 - May 16, 2012
T3 TRADING GROUP, LLC
March 17, 2004 - May 16, 2012
J.P. TURNER & COMPANY, L.L.C.
April 9, 2002 - March 26, 2004
NATIONAL SECURITIES CORPORATION
November 7, 2001 - April 5, 2002
NORTHEAST SECURITIES, LLC
July 12, 2001 - October 31, 2001
BROADBAND CAPITAL MANAGEMENT, LLC
July 11, 1996 - July 18, 2001
DALTON KENT SECURITIES GROUP, INC.
January 30, 1996 - July 2, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 7, 1995 - February 13, 1996
A. R. BARON & CO., INC.
March 23, 1994 - July 25, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/20/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
