Timothy F. Leahy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Francis Leahy, who also goes by Tim Leahy, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1993. Timothy had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2009 - July 8, 2011
RESOURCIVE CAPITAL, LLC
November 18, 2003 - April 16, 2009
OMNI BROKERAGE, INC.
August 18, 2003 - June 21, 2009
COLLABORATIVE WEALTH STRATEGIES GROUP, INC.
August 6, 2003 - October 9, 2003
TROVENA, LLC.
January 2, 2001 - November 6, 2003
QA3 FINANCIAL CORP.
July 13, 1999 - December 31, 2000
MUTUAL SERVICE CORPORATION
February 4, 1999 - March 11, 1999
PIM FINANCIAL SERVICES, INC.
August 13, 1996 - May 14, 1998
SUNAMERICA SECURITIES, INC.
March 15, 1996 - August 15, 1996
THE ADVISORS GROUP, INC.
June 7, 1995 - March 6, 1996
SUNAMERICA SECURITIES, INC.
December 23, 1993 - June 6, 1995
IDS LIFE INSURANCE COMPANY
December 23, 1993 - June 6, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCIVE CAPITAL, LLC
CRD#: 145504 / SEC#: , 8-67730
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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