Mark D. Webb

XP INVESTMENTS US

New York, NY 10036

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CRD#: 2434152

Professional summary

Mark David Webb is a registered financial professional currently at XP INVESTMENTS US, LLC located in New York, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 5 firms and has passed the Series 63, SIE, Series 57, Series 7, Series 55, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark David Webb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2014 - Present

XP INVESTMENTS US, LLC

Office #1: 55 W 46th Street 30th Floor, New York, NY 10036

CRD#: 156691

New York, NY

Past

January 14, 2011 - December 31, 2013

FATOR SECURITIES LLC

CRD#: 142008

NEW YORK, NY

Past

March 2, 2005 - November 7, 2008

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

WHITE PLAINS, NY

Past

February 27, 2001 - March 23, 2005

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 6, 1994 - December 18, 2000

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(8/17/2017)

New York
(1/6/2014)

Exams

State Security Law Exam

Series 63

Date: 1/18/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 7/27/2018

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 1/13/2011

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 11/30/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 8/30/1995

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

XP INVESTMENTS US, LLC

CRD#: 156691 / SEC#: , 8-68817

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 West 46th Street 30th Floor, New York, NY 10036

Mailing Address

701 Brickell Avenue #2120, Miami, FL 33131

Phone number

(786) 732-1100

Established

Delaware since 12/29/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
XP HOLDING INTERNATIONAL, LLC	PARENT COMPANY
COSTA, JOSE EDUARDO	CHIEF EXECUTIVE OFFICER	4983100
GOMEZ, ADELIA MARIEL	CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER	5477182
SINGER, STEVEN FREDERIC	PRINCIPAL FINANCIAL OFFICER	2360737
WILSON, JARED RYAN	CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER	5322068

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark David Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

FATOR SECURITIES LLC

TULLETT PREBON FINANCIAL SERVICES LLC

UBS SECURITIES LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/2011

SIE

Date: 10/1/2018

Series 57

Date: 7/27/2018

Series 7

Date: 1/13/2011

Series 55

Date: 11/30/1999

Series 3

Date: 8/30/1995

Series 24

Date: 7/23/2012

FINRA

Current Firm

XP INVESTMENTS US, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

XP INVESTMENTS US, LLC

TRUST BUT VERIFY

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