HA
Hugh S. Ansty
NORTHERN TRUST INVESTMENTS
Chicago, IL 60603
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CRD#: 2434009
HA
Professional summary
Hugh S Ansty, who also goes by Hugh Sutherland Ansty, is a registered financial advisor currently at NORTHERN TRUST INVESTMENTS, INCORPORATED located in Chicago, Illinois and NORTHERN TRUST SECURITIES, INC. located in Chicago, Illinois.
Hugh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Hugh has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hugh Sutherland Ansty
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hilton Capital Management, LLC; Investment Related; Garden City, NJ; Financial Services; Managing Director; 3/22 Start Date; 160 hours per month, 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Hugh S Ansty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2024 - Present
NORTHERN TRUST INVESTMENTS, INCORPORATED
Office #1: 181 West Madison Mb-22, Chicago, IL 60603Office #2: 390 Park Avenue Lever House 2nd Floor, New York, NY, 10022RIA
CRD#: 105780
Chicago, IL
Current
June 20, 2024 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 181 West Madison, Chicago, IL 60675Office #2: 390 Park Avenue Lever House 2nd Floor, New York, NY, 10022RIA
BD
CRD#: 7927
Chicago, IL
Past
April 29, 2022 - May 9, 2024
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Garden City, NY
Past
April 20, 2022 - November 14, 2024
HILTON CAPITAL MANAGEMENT, LLC
RIA
CRD#: 116357
GARDEN CITY, NY
Past
September 29, 2006 - March 17, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
New York, NY
Past
September 29, 2006 - March 17, 2022
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
June 4, 2002 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
RIA
CRD#: 105068
NEW YORK, NY
Past
March 21, 2002 - September 29, 2006
FAM DISTRIBUTORS, INC.
BD
CRD#: 4100
NEW YORK, NY
Past
September 23, 1997 - November 5, 2001
AMUNDI DISTRIBUTOR US, INC.
BD
CRD#: 24497
BOSTON, MA
Past
January 1, 1994 - April 9, 1997
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NT
NORTHERN TRUST INVESTMENTS, INCORPORATED
NORTHERN TRUST INVESTMENTS INC. | NTI, INC. | NORTHERN TRUST INVESTMENTS, NATIONAL ASSOCIATION. | NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
RIA
Registered Investment Advisory firm - (11/25/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/20/2024)
RR
Alaska(6/20/2024)
RR
Arizona(6/20/2024)
RR
Arkansas(6/20/2024)
RR
California(6/20/2024)
RR
Colorado(6/20/2024)
RR
Connecticut(6/20/2024)
RR
Delaware(6/20/2024)
RR
District of Columbia(6/20/2024)
RR
Florida(6/20/2024)
RR
Georgia(6/20/2024)
RR
Hawaii(6/20/2024)
RR
Idaho(6/20/2024)
RR
Illinois(6/20/2024)
IAR
Illinois(6/25/2024)
RR
Indiana(6/20/2024)
RR
Iowa(6/20/2024)
RR
Kansas(6/20/2024)
RR
Kentucky(6/20/2024)
RR
Louisiana(6/20/2024)
RR
Maine(6/20/2024)
RR
Maryland(6/20/2024)
RR
Massachusetts(6/20/2024)
RR
Michigan(6/20/2024)
RR
Minnesota(6/20/2024)
RR
Mississippi(6/20/2024)
RR
Missouri(6/20/2024)
RR
Montana(6/20/2024)
RR
Nebraska(6/20/2024)
RR
Nevada(6/20/2024)
RR
New Hampshire(6/20/2024)
RR
New Jersey(6/20/2024)
RR
New Mexico(6/20/2024)
RR
New York(6/20/2024)
RR
North Carolina(6/20/2024)
RR
North Dakota(6/20/2024)
RR
Ohio(6/20/2024)
RR
Oklahoma(6/20/2024)
RR
Oregon(6/20/2024)
RR
Pennsylvania(6/20/2024)
RR
Puerto Rico(6/20/2024)
RR
Rhode Island(6/20/2024)
RR
South Carolina(6/20/2024)
RR
South Dakota(6/20/2024)
RR
Tennessee(6/20/2024)
RR
Texas(6/20/2024)
RR
Utah(6/20/2024)
RR
Vermont(6/20/2024)
RR
Virgin Islands(6/20/2024)
RR
Virginia(6/20/2024)
RR
Washington(6/20/2024)
RR
West Virginia(6/20/2024)
RR
Wisconsin(6/20/2024)
RR
Wyoming(6/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NT
NORTHERN TRUST INVESTMENTS, INCORPORATED
NORTHERN TRUST INVESTMENTS INC. | NTI, INC. | NORTHERN TRUST INVESTMENTS, NATIONAL ASSOCIATION. | NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
RIA
Registered Investment Advisory firm - (11/25/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 S Lasalle Street, Chicago, IL 60603-1008
Mailing Address
Phone number
(312) 630-6000
Established
Firm type
Fiscal year end
# of Employees
674
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,475 |
| AUM (Assets Under Management) | $ 1,114,770,223,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 09/27/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
