Varene Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Varene Martin, who also goes by Varene Hall, Varene Vanwinkle, was a registered financial professional .
Varene is a previously registered financial professional and started their career in finance in 1994. Varene had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2015 - December 31, 2025
FSA INVESTMENT GROUP, LLC
September 24, 2013 - December 31, 2014
FSA INVESTMENT GROUP, LLC
August 20, 2008 - October 4, 2011
PACIFIC AMERICAN SECURITIES, LLC
September 20, 2005 - November 8, 2006
RCM DISTRIBUTORS LLC
February 21, 2000 - May 4, 2005
PACIFIC AMERICAN SECURITIES, LLC
August 20, 1998 - January 7, 1999
LONDON PACIFIC SECURITIES, INC.
April 28, 1997 - August 24, 1998
LONDON PACIFIC FINANCIAL & INSURANCE SERVICES
June 10, 1994 - January 13, 1995
FIRST INTERSTATE INVESTMENTS,INC.
January 17, 1994 - April 7, 1994
CAPITAL BROKERAGE CORPORATION
Primary Firm SEC Registration
FSA INVESTMENT GROUP, LLC
CRD#: 163641 / SEC#: 801-76511
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FSA INVESTMENT GROUP, LLC
CRD#: 163641 / SEC#: 801-76511
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 152 |
| AUM (Assets Under Management) | $ 709,511,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
