Paul M. Henry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Martin Henry was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1970. Paul had worked at 11 firms and has passed the Series 63, SIE, Series 1, Series 54FN and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2008 - December 31, 2019
BILL FEW SECURITIES, INC.
September 1, 2006 - July 3, 2008
FERRIS, BAKER WATTS, LLC
December 17, 1998 - September 1, 2006
ARTHURS, LESTRANGE & COMPANY INCORPORATED
August 5, 1996 - October 26, 1998
HOPPER SOLIDAY & CO., INC.
March 5, 1986 - August 6, 1996
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
August 6, 1984 - February 5, 1986
PRESCOTT, BALL & TURBEN, INC.
August 30, 1982 - September 28, 1984
RRZ PUBLIC MARKETS, INC.
February 27, 1979 - November 25, 1979
BABBITT, MYERS & COMPANY, INC.
August 19, 1977 - April 7, 1979
HENRY/KEARNS MUNICIPALS INCORPORATED
August 27, 1974 - July 8, 1977
BABBITT, MYERS & COMPANY, INC.
July 27, 1973 - September 14, 1974
MOORE, LEONARD & LYNCH, INCORPORATED
April 4, 1972 - August 6, 1973
ARTHURS, LESTRANGE & COMPANY INCORPORATED
March 16, 1970 - April 23, 1972
SINGR DEANE SCRIBNER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/23/1963
Registered Representative ExaminationSeries 54FN
Date: 11/9/1978
Municipal Securities Financial and Operations Principal ExaminationSeries 00
Date: 11/8/1967
General Securities Principal ExaminationCurrent Firm
BILL FEW SECURITIES, INC.
CRD#: 41917 / SEC#: , 8-49625
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BILL FEW FINANCIAL GROUP, INC. | SOLE SHAREHOLDER | |
| JONES, JOHN EDWARD JR | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR, CFO, PRESIDENT, SECRETARY | 2363024 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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