Kurt D. Lamm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Douglas Lamm was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1994. Kurt had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2010 - September 17, 2014
SUNSTREET SECURITIES, LLC
September 23, 2010 - September 17, 2014
SUNSTREET SECURITIES, LLC
May 14, 2008 - October 7, 2008
LPL FINANCIAL LLC
May 14, 2008 - October 7, 2008
LPL FINANCIAL LLC
May 10, 2005 - May 14, 2008
FIRST MONTAUK SECURITIES CORP.
May 10, 2005 - May 14, 2008
FIRST MONTAUK SECURITIES CORP.
November 7, 2003 - May 12, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 7, 2003 - May 12, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 15, 1999 - November 12, 2003
KEYBANC CAPITAL MARKETS INC.
May 14, 1999 - November 12, 2003
KEYBANC CAPITAL MARKETS INC.
March 3, 1997 - May 14, 1999
KEY INVESTMENTS INC.
July 5, 1996 - March 10, 1997
CETERA WEALTH SERVICES, LLC
August 29, 1995 - June 5, 1996
FIRST INTERSTATE INVESTMENTS,INC.
December 2, 1994 - November 17, 1995
ESSEX NATIONAL SECURITIES, LLC
May 20, 1994 - December 14, 1994
IDS LIFE INSURANCE COMPANY
May 20, 1994 - December 14, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
