Abigail Roitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abigail Roitman, who also goes by Gali Jacob, Abigail Jacobs Roitman, Abigal Roitman, was a registered financial professional .
Abigail is a previously registered financial professional and started their career in finance in 1994. Abigail had worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2019 - June 19, 2020
T3 TRADING GROUP, LLC
October 12, 2016 - December 6, 2018
J.P. MORGAN SECURITIES LLC
September 21, 2016 - December 6, 2018
J.P. MORGAN SECURITIES LLC
March 25, 2010 - September 20, 2016
MIDDLEGATE SECURITIES INC.
August 22, 2003 - August 17, 2004
KING FINANCIAL SERVICES, INC.
February 28, 2003 - May 7, 2003
KING FINANCIAL SERVICES, INC.
December 6, 1995 - January 7, 2003
CARLIN EQUITIES, LLC
January 20, 1994 - March 28, 1994
ISLAND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/12/2019
Securities Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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