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Edward A. Killen

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CRD#: 2433207
EK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Aloysius Killen II, who also goes by Edward Aloysius Killen, Edward Alyosius Killen II, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1991. Edward had worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 2 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Edward Aloysius Killen | Edward Alyosius Killen Ii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 30, 2002 - June 15, 2015

BERWYN FINANCIAL SERVICES CORP.

BD
CRD#: 35586
BERWYN, PA
Past

May 14, 1991 - September 9, 2009

KILLEN GROUP INC

RIA
CRD#: 110421
BERWYN, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/20/2003
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/17/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 6/1/1994
Non-Member General Securities Examination
Principal/Supervisory Exam

Current Firm


BF
BERWYN FINANCIAL SERVICES CORP.
BERWYN FINANCIAL SERVICES | BERWYN FINANCIAL SERVICES CORP.

CRD#: 35586 / SEC#: 801-56469, 8-46745

BD
Terminated by SEC on 08/14/2015
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Contact information


Main Address
Mailing Address
Phone number
Established
Pennsylvania since 10/31/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

BERWYN FINANCIAL SERVICES CORP BROCHURE (3/20/2014)

Direct owners and executive officers


NamePositionCRD#
KILLEN, EDWARD ALOYSIUS IIPRINCIPAL,SECRETARY,DIRECTOR&SHAREHOLDER2433207
KILLEN, ROBERT EDWARDDIRECTOR ,SHAREHOLDER & OFFICER2433213
RYAN, KEVIN MICHAELPRESIDENT,CHIEF COMPLIANCE OFFICER,DIRECTOR& SHAREHOLDER2305227

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BERWYN FINANCIAL SERVICES CORP.

CRD#: 35586

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