Elizabeth A. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Anne Allen, who also goes by Lizanne Allen, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1994. Elizabeth had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2011 - March 1, 2012
BENNETT ROSS, INC.
August 9, 2000 - June 1, 2009
MAIN STREET SECURITIES, LLC
December 2, 1998 - June 3, 1999
VOYA FINANCIAL ADVISORS, INC.
November 18, 1997 - November 25, 1998
AETNA FINANCIAL SERVICES, INC.
February 1, 1994 - November 25, 1998
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENNETT ROSS, INC.
CRD#: 42850 / SEC#: , 8-50040
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
