John M. Manni

DAVINCI CAPITAL MANAGEMENT

TEWKSBURY, MA

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CRD#: 2433085

Professional summary

John Michael Manni is a registered financial professional currently at DAVINCI CAPITAL MANAGEMENT, INC. located in Tewksbury, Massachusetts.

John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Manni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2008 - Present

DAVINCI CAPITAL MANAGEMENT, INC.

RIA

CRD#: 46897

TEWKSBURY, MA

Past

November 2, 2005 - December 31, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWTON, MA

Past

November 3, 1995 - October 19, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 1, 1994 - September 19, 1995

CAPITOL SECURITIES & ASSOCIATES, INC.

CRD#: 7278

GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/8/2008)

New Hampshire
(1/8/2008)

Exams

State Security Law Exam

Series 63

Date: 1/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

DAVINCI CAPITAL MANAGEMENT INC. | DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897 / SEC#: 801-56514, 8-51580

RIA

Registered Investment Advisory firm - SEC (1/30/2009 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Maine

Registered Investment Advisory firm - SEC (11/12/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/8/2008 Approved)

New Hampshire

Registered Investment Advisory firm - SEC (6/10/2009 Approved)

New Jersey

Registered Investment Advisory firm - SEC (12/17/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/29/2024 Conditional Restricted)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

801 Cambridge St., Cambridge, MA 02141

Mailing Address

801 Cambridge St., Cambridge, MA 02141

Phone number

(617) 354-3222

Established

Delaware since 12/15/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
AIRGEAD, LLC	HOLDING COMPANY
MCGOWAN, ROBERT FRANCIS	AML SUPERVISOR	1733686
MCSWEENEY, JAMES JOSEPH	PRESIDENT/BRANCH OFFICE SUPERVISOR/EX. REP.	1620191
SEMPRUCCI, GREGG PATRICK	MUNI PRINCIPAL/CCO	1854392
SERRA, CARL ANTHONY III	FINOP	3179039

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 40,216,551

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Manni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Manni's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVINCI CAPITAL MANAGEMENT, INC.

1717 CAPITAL MANAGEMENT COMPANY

MML INVESTORS SERVICES, LLC

CAPITOL SECURITIES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/1994

SIE

Date: 10/1/2018

Series 7

Date: 12/28/1993

FINRA

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

DAVINCI CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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