Brett T. Boscarino
Professional summary
Brett Terry Boscarino, who also goes by Brett T Boscarino, is a registered financial professional currently at JANE STREET OPTIONS, LLC located in New York, New York and JANE STREET CAPITAL, LLC located in New York, New York.
Brett is registered as a RR (Registered Representative) and started their career in finance in 1994. Brett has worked at 9 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 7, Series 3, Series 55, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett Terry Boscarino's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2023 - Present
JANE STREET OPTIONS, LLC
Office #1: 250 Vesey Street, New York, NY 10281May 26, 2023 - Present
JANE STREET CAPITAL, LLC
Office #1: 250 Vesey Street, New York, NY 10281February 28, 2018 - August 14, 2018
SUMO CAPITAL, LLC
November 10, 2017 - January 2, 2018
DV SECURITIES, LLC
April 4, 2013 - May 25, 2017
VOLANT LIQUIDITY, LLC
May 12, 2000 - February 23, 2001
BANC OF AMERICA SECURITIES LLC
September 22, 1995 - December 31, 1997
HULL TRADING COMPANY, L.L.C.
January 1, 1994 - December 1, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 1, 1994 - December 1, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/2/2023
Securities Trader ExamSeries 7TO
Date: 5/26/2023
General Securities Representative ExaminationSeries 55
Date: 5/8/2000
Limited Representative-Equity Trader Exam24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JANE STREET CAPITAL, LLC
CRD#: 103782 / SEC#: , 8-52275
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| DIETERICH, JAMES BRIAN | OPERATING COMMITTEE MEMBER | 3073206 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| KUNCHAM, VIVEK | PRESIDENT | 5399138 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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