Richard M. Cronin
Professional summary
Richard Michael Cronin, who also goes by Richard Cronin, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Michael Cronin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008June 12, 2009 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 18, 2006 - June 13, 2007
PREBON SECURITIES (USA) INC.
August 1, 2000 - January 6, 2010
PREBON FINANCIAL PRODUCTS INC.
March 2, 2000 - July 9, 2002
PREBON SECURITIES (USA) INC.
January 1, 1994 - November 5, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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