Katherine Saltonstall
Professional Summary
Katherine Saltonstall, who also goes by Kate Oconnor, Katherine Oconnor, Kate Saltonstall, is a registered financial advisor currently at SANDY COVE ADVISORS, LLC located in Hingham, Massachusetts. Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Katherine has worked at 3 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kate Oconnor, Katherine Oconnor, Kate Saltonstall
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
SANDY COVE ADVISORS | SANDY COVE ADVISORS, LLC | SANDY COVE ADVISORS LLC
Contact Information
Main Address
37 Derby Street Suite 5, Hingham, MA 02043Phone Number
(617) 622-1500# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,057AUM (Assets Under Management)
$684,905,062Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 01/23/2025 | Cover Page | Report |
| 12/26/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SANDY COVE ADVISORS | SANDY COVE ADVISORS, LLC | SANDY COVE ADVISORS LLC
State Registrations and Notice Filings
(9/23/2019)
(5/11/2022)
(9/18/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Katherine Saltonstall's CRS (Customer Relationship Summary).
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