James J. Crimi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Crimi, who also goes by James Crimi, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1994. James had worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2014 - February 17, 2016
BLACKBOOK CAPITAL, LLC
March 18, 2013 - January 30, 2015
LEGEND FINANCIAL MANAGEMENT
January 15, 2013 - October 21, 2014
LEGEND SECURITIES, INC.
February 4, 2011 - February 23, 2011
THINKEQUITY LLC
July 10, 2007 - July 23, 2009
GARDEN STATE SECURITIES, INC.
June 15, 2007 - June 25, 2007
WESTOR CAPITAL GROUP, INC.
March 7, 2007 - April 25, 2007
GUNNALLEN FINANCIAL, INC
January 29, 2007 - April 5, 2007
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
September 7, 2006 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
November 22, 2002 - September 27, 2006
GRANTA CAPITAL GROUP LLC
March 19, 2001 - November 18, 2002
THE THORNWATER COMPANY, L.P.
November 11, 1998 - December 12, 2000
COLEMAN & COMPANY SECURITIES, INC.
April 3, 1997 - October 6, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
October 22, 1996 - January 2, 1997
SMITH, BENTON & HUGHES, INC.
August 18, 1995 - October 23, 1996
CORTLANDT CAPITAL CORPORATION
March 10, 1994 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
