Timothy S. Heller
Professional summary
Timothy Stern Heller, who also goes by Timothy Heller, is a registered financial advisor currently at COMPASS ROSE ADVISORS, INC. located in San Francisco, California.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Timothy has worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Stern Heller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 1994 - Present
COMPASS ROSE ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/1994)
Exams
Series 2
Date: 11/29/1993
Non-Member General Securities ExaminationCurrent Firm
COMPASS ROSE ADVISORS, INC.
CRD#: 135954 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 21,802,653 |
Red Flags
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