Larry J. Rose

HARBOR WEALTH MANAGEMENT

Green Bay, WI 54303

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CRD#: 2432594

Professional summary

Larry John Rose, who also goes by Larry Rose, is a registered financial advisor currently at HARBOR WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Larry has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Rose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RHP PROPERTIES; GREEN BAY, WI; REAL ESTATE; LLC; START DATE: 3/28/2013; TITLE: INVESTOR; 10% TIME SPENT; DUTIES: INVESTOR. SA INVESTORS, LLC; GREEN BAY, WI; REAL ESTATE INVESTMENT; LLC; START DATE: 2/26/2014; DUTIES: INVESTOR; TITLE: PARTNER; 10% TIME SPENT. CERTIFIED PUBLIC ACCOUNTANT SINCE 1975 DEDICATING 10 HOURS PER MONTH, DURING TRADING OR NON TRADING HOURS. NOT INVESTMENT RELATED ACTIVITY. CASA OF BROWN COUNTY; GREEN BAY, WI; NON-PROFIT; CHILDREN'S ADVISORY; CORPORATION; START DATE: 10/2013; 10% TIME SPENT; DUTIES: LEADER OF GOVERNING NON-PROFIT GROUP; TITLE: TREASURER. Rose Family Properties, LLC; Green Bay, WI; Service description: Residential rental; Start date: 02/10/2017; Title: Member; Duties: Recordkeeping and banking; Time spent: 1 hr./wk. Baird's Crossing Condos - Condo Association - Treasurer - Since 01/2022

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry John Rose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2017 - Present

HARBOR WEALTH MANAGEMENT, LLC

Office #1: 727 Cormier Road Suite 101, Green Bay, WI 54303

RIA

CRD#: 153527

Green Bay, WI

Past

August 19, 2010 - December 5, 2017

APW CAPITAL, INC.

CRD#: 43814

GREEN BAY, WI

Past

August 16, 2010 - December 31, 2016

HARBOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 153527

GREEN BAY, WI

Past

October 1, 2007 - August 24, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

GREEN BAY, WI

Past

October 1, 2007 - August 24, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

GREEN BAY, WI

Past

October 23, 2006 - October 8, 2007

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SHAWANO, WI

Past

October 18, 2006 - October 8, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SHAWANO, WI

Past

July 2, 2002 - October 23, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

GREEN BAY, WI

Past

January 26, 2001 - October 23, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

GREEN BAY, WI

Past

August 3, 1995 - November 18, 2004

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC.

RIA

CRD#: 105422

HORTONVILLE, WI

Past

February 8, 1994 - April 5, 1999

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOR WEALTH MANAGEMENT, LLC

GSC WEALTH MANAGEMENT | HARBOR WEALTH MANAGEMENT, LLC

CRD#: 153527 / SEC#: 801-86172

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (4/21/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/18/2025)

IAR

Wisconsin
(1/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/23/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/2007

General Securities Principal Examination

Current Firm

HARBOR WEALTH MANAGEMENT, LLC

GSC WEALTH MANAGEMENT | HARBOR WEALTH MANAGEMENT, LLC

CRD#: 153527 / SEC#: 801-86172

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (4/21/2015 Terminated)

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Contact information

Main Address

727 Cormier Road Suite 101, Green Bay, WI 54303

Mailing Address

Phone number

(920) 434-5310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARBOR WEALTH MANAGEMENT BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,337
AUM (Assets Under Management)	$ 362,947,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Larry J. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry John Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

HARBOR WEALTH MANAGEMENT, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC.

HARBOUR INVESTMENTS, INC.

Primary Firm SEC Registration

HARBOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2001

Series 63

Date: 11/23/1993

SIE

Date: 12/5/2017

Series 7

Date: 6/26/1995

Series 6

Date: 11/23/1993

Series 24

Date: 1/16/2007

Current Firm

HARBOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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