Peter C. Elliott
Professional summary
Peter Charles Elliott, who also goes by Peter Elliot, is a registered financial professional currently at BTIG, LLC located in Chicago, Illinois.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Charles Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2019 - Present
BTIG, LLC
Office #1: 225 West Wacker Suite 1565, Chicago, IL 60606June 1, 2017 - August 30, 2019
DEUTSCHE BANK SECURITIES INC.
July 23, 2004 - April 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 27, 1996 - April 3, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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