Andrew M. Bingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Martin Bingham, who also goes by Andy Bingham, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1996. Andrew had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2019 - December 31, 2019
ASTORIA CAPITAL MANAGEMENT, LLC
December 7, 2015 - December 31, 2018
ASTORIA CAPITAL MANAGEMENT, LLC
April 2, 2015 - December 1, 2015
DANIEL WEALTH ADVISORS
April 2, 2015 - October 22, 2015
PURSHE KAPLAN STERLING INVESTMENTS
January 3, 2008 - April 30, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
December 20, 2007 - April 30, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 22, 2004 - December 11, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 20, 2004 - December 11, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 14, 1999 - April 7, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 1998 - April 7, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 1998 - September 28, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 1996 - September 11, 1998
CITIGROUP GLOBAL MARKETS INC.
January 11, 1996 - February 2, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASTORIA CAPITAL MANAGEMENT, LLC
CRD#: 281307 / SEC#:
Contact information
Red Flags
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