Ralph J. Hodge

SILVERLEAF INVESTMENT GROUP

CINCINNATI, OH

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CRD#: 2432490

Professional summary

Ralph Joseph Hodge is a registered financial advisor currently at SILVERLEAF INVESTMENT GROUP, LLC located in Cincinnati, Ohio.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Ralph has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Joseph Hodge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2015 - Present

SILVERLEAF INVESTMENT GROUP, LLC

RIA

CRD#: 146086

CINCINNATI, OH

Past

March 3, 2008 - December 31, 2014

SILVERLEAF INVESTMENT GROUP, LLC

RIA

CRD#: 146086

CINCINNATI, OH

Past

February 8, 2007 - March 4, 2008

STANFORD GROUP COMPANY

RIA

CRD#: 39285

HOUSTON, TX

Past

February 7, 2007 - March 4, 2008

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

January 3, 2006 - February 6, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

December 16, 2005 - February 6, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Past

June 28, 1995 - March 18, 1998

FIFTH THIRD SECURITIES, INC.

CRD#: 3155

CINCINNATI, OH

Past

December 23, 1993 - April 11, 1995

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/6/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/2005

General Securities Representative Examination

Current Firm

SILVERLEAF INVESTMENT GROUP, LLC

DMR, LLC | SILVERLEAF INVESTMENT GROUP, LLC | SILVERLEAF CAPITAL ADVISORS, LLC | KOKOMO WEALTH ADVISORS, LLC

CRD#: 146086 / SEC#: 801-70075

RIA

Registered Investment Advisory firm - (9/14/2012 Terminated)

Ohio

Registered Investment Advisory firm - (4/6/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 205-7699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 17,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ralph J. Hodge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Joseph Hodge's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERLEAF INVESTMENT GROUP, LLC

SILVERLEAF INVESTMENT GROUP, LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FIFTH THIRD SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2005

Series 63

Date: 1/19/1994

Series 7

Date: 12/15/2005

Current Firm

SILVERLEAF INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILVERLEAF INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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