Virginia S. Tam
Professional summary
Virginia Saw-leng Tam, who also goes by Sawleng VIrginia Tam, Sawleng Tam, Virginia Tam, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Fremont, California.
Virginia is registered as a RR (Registered Representative) and started their career in finance in 1994. Virginia has worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Virginia Saw-leng Tam's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2000 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 833 Corporate Way (96-65-49), Fremont, CA 94539July 30, 1999 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
August 24, 1998 - September 2, 1999
ALLSTATE FINANCIAL SERVICES, LLC
January 1, 1998 - August 24, 1998
AFD, INC.
June 6, 1994 - December 31, 1995
WMA SECURITIES, INC.
March 31, 1994 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2000)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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