Glenda S. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenda Sue Schmidt was a registered financial professional .
Glenda is a previously registered financial professional and started their career in finance in 1993. Glenda had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2024 - August 1, 2024
WEALTHSPIRE ADVISORS
March 14, 2024 - August 30, 2024
SCHMIDT FINANCIAL MANAGEMENT
April 1, 2003 - July 2, 2012
KESTRA INVESTMENT SERVICES, LLC
April 1, 2002 - August 1, 2024
SCHMIDT FINANCIAL GROUP, INC.
October 31, 1995 - April 9, 2003
CETERA WEALTH SERVICES, LLC
March 14, 1995 - April 9, 2003
CETERA WEALTH SERVICES, LLC
December 17, 1993 - February 6, 1995
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHSPIRE ADVISORS
CRD#: 110666 / SEC#: 801-20857
Contact information
Regulatory assets under management
| Total Number of Accounts | 944 |
| AUM (Assets Under Management) | $ 2,819,336,852 |
Red Flags
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