Scott A. Sarber

PETERSEN HASTINGS WEALTH ADVISORS

KENNEWICK, WA 99336

Some features on this profile are disabled

CRD#: 2432093

Professional summary

Scott Allen Sarber, AIF®, CFP® is a registered financial advisor currently at PETERSEN HASTINGS WEALTH ADVISORS, INC. located in Kennewick, Washington.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Sarber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 12, 1995 - Present

PETERSEN HASTINGS WEALTH ADVISORS, INC.

Office #1: 8203 W. Quinault Suite 700, Kennewick, WA 99336

RIA

CRD#: 110952

KENNEWICK, WA

Past

December 20, 2000 - December 18, 2003

CARLISLE SOCIAL INVESTMENTS, LLC

RIA

CRD#: 112072

KENNEWICK, WA

Past

October 10, 1995 - March 20, 1999

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

July 6, 1994 - September 26, 1995

NELSON SECURITIES,INC.

CRD#: 14377

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETERSEN HASTINGS WEALTH ADVISORS, INC.

GROWWEALTH DIGITAL STRATEGIES | PETERSEN HASTINGS WEALTH ADVISORS, INC. | PETERSEN HASTINGS INVESTMENT MANAGEMENT INC

CRD#: 110952 / SEC#: 801-19727

RIA

Registered Investment Advisory firm - (9/26/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/12/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/1/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/1996

General Securities Principal Examination

Current Firm

PETERSEN HASTINGS WEALTH ADVISORS, INC.

GROWWEALTH DIGITAL STRATEGIES | PETERSEN HASTINGS WEALTH ADVISORS, INC. | PETERSEN HASTINGS INVESTMENT MANAGEMENT INC

CRD#: 110952 / SEC#: 801-19727

RIA

Registered Investment Advisory firm - (9/26/1983 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8203 W Quinault Suite 101, Kennewick, WA 99336

Mailing Address

Phone number

(509) 735-0484

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMARY DISCLOSURE BROCHURE - PART 2A (9/16/2025)

Regulatory assets under management

Total Number of Accounts	3,034
AUM (Assets Under Management)	$ 1,278,121,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Matthew Stewart

FORESTVIEW FINANCIAL PARTNERS, LLC

IAR

Delaware, OH

Douglas Applegate

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Centennial, CO

James Moore

EDWARD JONES

IAR

Ft Worth, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott A. Sarber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Allen Sarber's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARLISLE SOCIAL INVESTMENTS, LLC

TRUSTMONT FINANCIAL GROUP, INC.

NELSON SECURITIES,INC.

Primary Firm SEC Registration

PETERSEN HASTINGS WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1994

Series 63

Date: 2/5/1994

Series 7

Date: 7/1/1994

Series 24

Date: 11/4/1996

Current Firm

PETERSEN HASTINGS WEALTH ADVISORS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETERSEN HASTINGS WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors