Michele A. Annarella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Anne Annarella, who also goes by Michele A Annarella, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1994. Michele had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - December 31, 2019
NATIONAL SECURITIES CORPORATION
January 3, 2013 - May 13, 2015
MORGAN STANLEY
January 3, 2013 - May 13, 2015
MORGAN STANLEY
May 2, 2008 - January 11, 2013
UBS FINANCIAL SERVICES INC.
May 2, 2008 - January 11, 2013
UBS FINANCIAL SERVICES INC.
July 21, 2004 - May 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 2000 - May 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 28, 1999 - July 5, 2000
MORGAN STANLEY DW INC.
November 19, 1997 - June 2, 1999
PRUDENTIAL EQUITY GROUP, LLC
May 30, 1997 - November 25, 1997
DONALD & CO. SECURITIES INC.
October 9, 1995 - June 2, 1997
NETWORK 1 FINANCIAL SECURITIES INC.
February 23, 1994 - October 10, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
