Peter G. Lahaie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Gerald Lahaie, who also goes by Pete Lahaie, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2019 - June 17, 2019
STATETRUST INVESTMENTS INC.
January 20, 2017 - February 26, 2019
SIMPLICITY FINANCIAL ADVISORY SERVICES, INC
December 3, 2012 - December 31, 2016
SIMPLICITY FINANCIAL ADVISORY SERVICES, INC
June 15, 2011 - February 26, 2019
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
March 12, 2008 - October 23, 2009
MMLISI FINANCIAL ALLIANCES, LLC
September 29, 2004 - October 23, 2009
MML INVESTORS SERVICES, LLC
September 29, 2004 - October 23, 2009
MML DISTRIBUTORS, LLC
November 11, 1996 - August 23, 2004
FIDELITY DISTRIBUTORS COMPANY LLC
April 8, 1994 - November 4, 1996
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
STATETRUST INVESTMENTS INC.
CRD#: 104651 / SEC#: , 8-52954
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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