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Onnie W. Carr

Some features on this profile are disabled
CRD#: 2431953
OC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Onnie William Carr III was a registered financial professional .

Onnie is a previously registered financial professional and started their career in finance in 1994. Onnie had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 8, 2015 - June 30, 2016

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Miami, FL
Past

August 1, 2014 - April 22, 2019

ASHTON STEWART & CO., INC.

BD
CRD#: 112386
NEW YORK, NY
Past

March 14, 2014 - June 30, 2016

BOSTON PARTNERS SECURITIES, L.L.C.

BD
CRD#: 2998
BOSTON, MA
Past

February 2, 2011 - February 12, 2013

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

September 5, 2007 - March 31, 2008

GONOW SECURITIES, INC.

BD
CRD#: 104020
LOS ANGELES, CA
Past

July 29, 2002 - February 17, 2006

MILESTONE ADVISORS LLC

BD
CRD#: 112481
MCLEAN, VA
Past

December 14, 2000 - April 10, 2003

MCLEAN SECURITIES, LLC

BD
CRD#: 104117
MCLEAN, VA
Past

October 27, 1997 - December 19, 2000

GLOBAL BROKERAGE SERVICES, INC.

BD
CRD#: 37505
HUNT VALLEY, MD
Past

February 2, 1995 - October 16, 1997

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

January 6, 1994 - January 14, 1995

MONTANO SECURITIES CORPORATION

BD
CRD#: 7887
ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/3/2005
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/2/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/2/2000
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/4/2000
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/5/1998
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/14/1994
General Securities Principal Examination

Current Firm

WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT
ARLES, DONNA DIPIETROCFO, PFO, POO6489389
RAPER, JAMES LEROY JRCCO, COO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

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