Edwin H. Henrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Hunterson Henrie II, who also goes by Edwin Hunterson Henrie, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 2003. Edwin had worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - October 7, 2022
FERGHANA SECURITIES, INC.
June 13, 2017 - March 27, 2020
LOCUST WALK SECURITIES, LLC
August 12, 2003 - June 6, 2017
FERGHANA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FERGHANA SECURITIES, INC.
CRD#: 43430 / SEC#: , 8-50270
Contact information
FINRA licenses (5 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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