Eric S. Goldberg
Professional summary
Eric Steven Goldberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Eric had worked at 5 firms, which includes SKYEBANC INC., WESTMINSTER SECURITIES CORPORATION, CAPITAL INTERNATIONAL SECURITIES GROUP INC., AEGON USA SECURITIES INC., AUGMENT SECURITIES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2004 - August 11, 2008
SKYEBANC, INC.
September 21, 1999 - November 29, 2004
WESTMINSTER SECURITIES CORPORATION
November 26, 1997 - August 25, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
October 20, 1997 - November 11, 1997
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
January 6, 1995 - October 27, 1997
AEGON USA SECURITIES INC.
April 13, 1994 - January 18, 1995
AUGMENT SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/3/2003
Limited Representative-Equity Trader ExamCurrent Firm
SKYEBANC, INC.
CRD#: 44164 / SEC#: , 8-50562
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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