Donald C. Henninger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Clarence Henninger was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1986 - June 12, 1995
CONTINENTAL CAPITAL SECURITIES, INC
May 31, 1983 - August 17, 1984
OBERWEIS SECURITIES, INC.
August 1, 1969 - February 10, 1983
BELL & BECKWITH
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/17/1969
Registered Representative ExaminationCurrent Firm
CONTINENTAL CAPITAL SECURITIES, INC
CRD#: 14635 / SEC#: , 8-30979
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
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