Michael M. Cruce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael M Cruce, who also goes by Michael Cruce, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2018 - July 2, 2018
FINTRUST CAPITAL ADVISORS, LLC
December 20, 2016 - March 28, 2018
FINTRUST INVESTMENT ADVISORY SERVICES, LLC
March 2, 2012 - December 31, 2016
ERISA PLAN SERVICES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
FINTRUST CAPITAL ADVISORS, LLC
CRD#: 145460 / SEC#: 801-68568
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,968 |
| AUM (Assets Under Management) | $ 1,743,952,383 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2023 | ||
| 10/28/2022 | ||
| 12/07/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
