John K. Heilner

WT WEALTH MANAGEMENT

SCOTTSDALE, AZ 85255

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CRD#: 2431461

Professional summary

John Kenneth Heilner, who also goes by John Heilner, is a registered financial advisor currently at WT WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Heilner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WT TAX ACCOUNTING, NON-INVESTMENT RELATED, 7161 EAST RANCHO VISTA DRIVE #112, TAX PREP AND BOOKKEEPING SERVICES, MANAGER, START DATE 7/2014, HOURS DEVOTED A MONTH 2, HOURS DEVOTED DURING SECURITIES TRADING 0, DIRECT RESPONSIBILITIES ARE P&L AND CHECK SIGNING. 2) FIXED INSURANCE , 7161 EAST RANCH VISTA DR. STE. 112 SCOTTSDALE, AZ 85251. NOT INVESTMENT RELATED, AGENT FOR FIXED INSURANCE AND FIXED ANNUITY SALES, 5/2015 0-2 HRS/MONTH, 0- 2 HRS/MONTH DURING TRADING. NO PARTICULAR AGENCY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Heilner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2013 - Present

WT WEALTH MANAGEMENT, LLC

Office #1: 20865 North 90th Place Suite 105, Scottsdale, AZ 85255

RIA

CRD#: 169566

SCOTTSDALE, AZ

Past

May 8, 2015 - February 26, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Scottsdale, AZ

Past

May 13, 2014 - November 4, 2014

PRIVATE CLIENT GROUP

RIA

CRD#: 165178

SCOTTSDALE, AZ

Past

September 16, 2013 - September 24, 2013

BIC DISTRIBUTORS, LLC

CRD#: 152860

PHOENIX, AZ

Past

June 13, 2013 - December 3, 2013

WT WEALTH MANAGEMENT, LLC

RIA

CRD#: 167001

SCOTTSDALE, AZ

Past

December 5, 2012 - April 4, 2013

PALO VERDE CAPITAL, LLC

RIA

CRD#: 164321

SCOTTSDALE, AZ

Past

May 29, 2012 - December 20, 2012

PVPE, LLC

RIA

CRD#: 139934

SCOTTSDALE, AZ

Past

November 22, 2011 - February 9, 2012

BIC DISTRIBUTORS, LLC

CRD#: 152860

PHOENIX, AZ

Past

July 14, 2000 - March 24, 2008

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

December 15, 1999 - July 5, 2000

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

March 23, 1999 - December 9, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

May 19, 1998 - February 24, 1999

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

November 24, 1997 - May 22, 1998

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

February 12, 1997 - October 3, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 8, 1994 - October 4, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 7, 1993 - May 16, 1994

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WT WEALTH MANAGEMENT, LLC

CRD#: 169566 / SEC#: 801-112701

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/13/2018 Terminated)

California

Registered Investment Advisory firm - (12/27/2018 Terminated)

Nevada

Registered Investment Advisory firm - (1/11/2019 Terminated)

New York

Registered Investment Advisory firm - (12/13/2018 Terminated)

Washington

Registered Investment Advisory firm - (12/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/2/2013)

IAR

California
(7/21/2016)

IAR

Florida
(12/18/2023)

IAR

Georgia
(2/13/2023)

IAR

Idaho
(12/1/2021)

IAR

Nevada
(11/14/2016)

IAR

New Hampshire
(11/27/2023)

IAR

New York
(11/30/2021)

IAR

Oregon
(6/2/2025)

IAR

Utah
(1/4/2019)

IAR

Washington
(7/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/21/2011

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 31

Date: 7/17/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/6/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/24/2000

General Securities Principal Examination

Current Firm

WT WEALTH MANAGEMENT, LLC

CRD#: 169566 / SEC#: 801-112701

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/13/2018 Terminated)

California

Registered Investment Advisory firm - (12/27/2018 Terminated)

Nevada

Registered Investment Advisory firm - (1/11/2019 Terminated)

New York

Registered Investment Advisory firm - (12/13/2018 Terminated)

Washington

Registered Investment Advisory firm - (12/20/2018 Terminated)

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Contact information

Main Address

20865 North 90th Place Suite 105, Scottsdale, AZ 85255

Mailing Address

Phone number

(800) 825-0616

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ANNUAL AMENDMENT BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	2,594
AUM (Assets Under Management)	$ 385,243,993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John K. Heilner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Heilner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PRIVATE CLIENT GROUP

BIC DISTRIBUTORS, LLC

WT WEALTH MANAGEMENT, LLC

PALO VERDE CAPITAL, LLC

PVPE, LLC

BIC DISTRIBUTORS, LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

TRANSAMERICA CAPITAL, LLC

NEW ENGLAND SECURITIES

NUVEEN SECURITIES, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

FIRST ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

WT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2012

Series 63

Date: 12/5/2011

SIE

Date: 2/26/2016

Series 6

Date: 11/21/2011

Series 31

Date: 7/17/1997

Series 7

Date: 12/6/1993

Series 24

Date: 10/24/2000

Current Firm

WT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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