Matthew E. Peregoy
Professional summary
Matthew Earl Peregoy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Matthew had worked at 5 firms, which includes FINANCIAL ENTERPRISE INC., INVESTORS CAPITAL CORP., THE INVESTMENT CENTER INC., OSAIC WEALTH INC., CINCINNATI ANALYSTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2016 - November 30, 2018
FINANCIAL ENTERPRISE, INC.
January 9, 2006 - July 23, 2016
INVESTORS CAPITAL CORP.
January 9, 2006 - July 23, 2016
INVESTORS CAPITAL CORP.
October 18, 2002 - December 31, 2005
THE INVESTMENT CENTER, INC.
May 26, 1998 - December 31, 2005
THE INVESTMENT CENTER, INC.
May 9, 1996 - April 15, 1998
OSAIC WEALTH, INC.
December 6, 1993 - April 19, 1996
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCIAL ENTERPRISE, INC.
CRD#: 284194 / SEC#:
Contact information
Red Flags
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