Brian R. Skrobonja

SKROBONJA WEALTH MANAGEMENT

Arnold, MO 63010

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CRD#: 2430902

Professional summary

Brian Richard Skrobonja, who also goes by Brian Skrobonja, is a registered financial advisor currently at SKROBONJA WEALTH MANAGEMENT, LLC located in Arnold, Missouri and MADISON AVENUE SECURITIES, LLC located in Arnold, Missouri.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Skrobonja

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Richard Skrobonja's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2022 - Present

SKROBONJA WEALTH MANAGEMENT, LLC

Office #1: 16a Municipal Drive, Arnold, MO 63010

RIA

CRD#: 323899

Arnold, MO

Current

July 31, 2022 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 16a Municipal Dr., Arnold, MO 63010

RIA

CRD#: 23224

Arnold, MO

Past

July 30, 2022 - January 24, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Arnold, MO

Past

July 7, 2017 - August 1, 2022

KALOS MANAGEMENT

RIA

CRD#: 133025

Arnold, MO

Past

July 7, 2017 - August 1, 2022

KALOS CAPITAL, INC.

CRD#: 44337

Arnold, MO

Past

October 23, 2007 - July 10, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

ARNOLD, MO

Past

October 22, 2007 - July 10, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

ARNOLD, MO

Past

October 23, 2003 - October 23, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

ARNOLD, MO

Past

October 1, 2002 - October 23, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

ARNOLD, MO

Past

November 1, 1994 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/31/2022)

Arizona
(7/31/2022)

Colorado
(7/31/2022)

Connecticut
(7/31/2022)

Florida
(7/31/2022)

IAR

Florida
(8/3/2023)

Georgia
(7/31/2022)

Illinois
(7/31/2022)

IAR

Illinois
(4/3/2023)

Indiana
(7/31/2022)

Kansas
(7/31/2022)

Kentucky
(7/31/2022)

Maine
(7/31/2022)

Maryland
(9/20/2023)

Minnesota
(9/26/2024)

Missouri
(7/31/2022)

IAR

Missouri
(12/1/2022)

Montana
(7/31/2022)

New Jersey
(7/31/2022)

North Carolina
(8/3/2022)

Ohio
(8/1/2022)

Oklahoma
(7/31/2022)

Oregon
(2/17/2023)

Pennsylvania
(7/31/2022)

South Carolina
(10/17/2024)

South Dakota
(4/4/2024)

Texas
(7/31/2022)

IAR

Texas
(11/28/2022)

Washington
(7/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/31/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SKROBONJA WEALTH MANAGEMENT, LLC

NEOS WEALTH MANAGEMENT, LLC | SKROBONJA WEALTH MANAGEMENT, LLC | SKROBONJA WEALTH | SKROBONJA FINANCIAL GROUP, LLC

CRD#: 323899 / SEC#: 801-126964

RIA

Registered Investment Advisory firm - (10/4/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/3/2023 Approved)

Illinois

Registered Investment Advisory firm - (10/3/2023 Approved)

Missouri

Registered Investment Advisory firm - (5/31/2023 Approved)

Texas

Registered Investment Advisory firm - (3/2/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

16a Municipal Drive, Arnold, MO 63010

Mailing Address

Phone number

(636) 296-5225

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 32,339,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian R. Skrobonja

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Richard Skrobonja's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKROBONJA WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1999

Series 63

Date: 3/3/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2001

Series 6

Date: 10/31/1994

FINRA

Current Firm

SKROBONJA WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKROBONJA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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