Shawn P. Willard

ORCA INVESTMENT MANAGEMENT

LAKE OSWEGO, OR 97035

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CRD#: 2430899

Professional summary

Shawn Patrick Willard is a registered financial advisor currently at ORCA INVESTMENT MANAGEMENT, LLC located in Lake Oswego, Oregon.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Shawn has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Patrick Willard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2007 - Present

ORCA INVESTMENT MANAGEMENT, LLC

Office #1: 6 Centerpointe Drive Suite 300, Lake Oswego, OR 97035

RIA

CRD#: 144377

LAKE OSWEGO, OR

Past

April 24, 2007 - June 29, 2007

RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS

RIA

CRD#: 127585

PORTLAND, OR

Past

November 17, 2003 - April 28, 2006

WEDBUSH SECURITIES INC.

CRD#: 877

BEND, OR

Past

July 30, 1999 - June 23, 2003

NEEDHAM & COMPANY, LLC

CRD#: 16360

NEW YORK, NY

Past

January 4, 1996 - May 20, 1999

BLACK & COMPANY, INC.

CRD#: 95

PORTLAND, OR

Past

March 2, 1994 - January 16, 1996

CHARTER INVESTMENT GROUP, INC.

CRD#: 7410

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORCA INVESTMENT MANAGEMENT, LLC

CYGNUS CAPITAL LLC | ORCA INVESTMENT MANAGEMENT, LLC

CRD#: 144377 / SEC#: 801-68050

RIA

Registered Investment Advisory firm - (6/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/2/2007)

IAR

Texas
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/1994

General Securities Representative Examination

Current Firm

ORCA INVESTMENT MANAGEMENT, LLC

CYGNUS CAPITAL LLC | ORCA INVESTMENT MANAGEMENT, LLC

CRD#: 144377 / SEC#: 801-68050

RIA

Registered Investment Advisory firm - (6/25/2007 Approved)

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Contact information

Main Address

6 Centerpointe Drive Suite 300, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 582-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - 5/20/2024 UPDATE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	589
AUM (Assets Under Management)	$ 183,418,412

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Shawn P. Willard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Patrick Willard's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUBICON GLOBAL GROUP, RUBICON GLOBAL ADVISORS

WEDBUSH SECURITIES INC.

NEEDHAM & COMPANY, LLC

BLACK & COMPANY, INC.

CHARTER INVESTMENT GROUP, INC.

Primary Firm SEC Registration

ORCA INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2007

Series 63

Date: 4/4/1994

Series 7

Date: 3/1/1994

Current Firm

ORCA INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORCA INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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