Daniel H. Watts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Hughston Watts was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1994. Daniel had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2013 - December 31, 2017
COMPOUND CAPITAL MANAGEMENT LLC
October 20, 2008 - November 13, 2009
BRIGHT TRADING, LLC
January 19, 1994 - October 22, 2007
CITIGROUP GLOBAL MARKETS INC.
January 6, 1994 - October 22, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
COMPOUND CAPITAL MANAGEMENT LLC
CRD#: 164948 / SEC#:
Contact information
Red Flags
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